| POLISH FINANCIAL SUPERVISION AUTHORITY | |||||||||||
| UNI - EN REPORT No | 3 | / | 2015 | ||||||||
| Date of issue: | 2015-04-23 | ||||||||||
| Short name of the issuer | |||||||||||
| DEUTSCHE BANK AG | |||||||||||
| Subject | |||||||||||
| Deutsche Bank agrees to joint settlement of all remaining investigations with US and UK regulators over interbank offered rates benchmarks | |||||||||||
| Official market - legal basis | |||||||||||
| Unofficial market - legal basis | |||||||||||
| Rozporządzenie Ministra Finansów z dnia 19 lutego 2009r. w sprawie informacji bieżących i okresowych przekazywanych przez emitentów | |||||||||||
| papierów wartościowych oraz warunków uznawania za równoważne informacji wymaganych przepisami prawa państwa niebędącego | |||||||||||
| państwem członkowskim (Dz.U.2009.33.259) w związku z art. 56 Ustawy z dnia 29 lipca 2005r. o ofercie publicznej i warunkach | |||||||||||
| wprowadzania instrumentów finansowych do zorganizowanego systemu obrotu oraz o spółkach publicznych (DZ.U. 05.184.1539) z pó¼n. zm. | |||||||||||
| Contents of the report: | |||||||||||
| Deutsche Bank has reached a joint settlement with the Department of Justice (DOJ), Commodity Futures Trading Commission (CFTC) and New York State Department of Financial Services (NYDFS) in the US and Financial Conduct Authority (FCA) in the UK as part of an industry-wide investigation into past submissions for interbank offered rates benchmarks. Deutsche Bank agreed to pay penalties of USD 2.175 billion to the DOJ, CFTC and NYDFS and GBP 226.8 million to the FCA. Deutsche Bank will book an additional provision of approximately EUR 1.5 billion for IBOR and other matters in its first-quarter 2015 financial results. No current or former member of the Management Board was found to have been involved in or aware of the trader misconduct. The Bank has disciplined or dismissed individuals involved in the trader misconduct; has significantly strengthened its controls; and is conducting a thorough review of its actions in addressing this matter. | |||||||||||
| Annexes | |||||||||||
| File | Description | ||||||||||
| ibor-settlement-engl._23.4.2015.pdf | DB Press Release | ||||||||||
| DEUTSCHE BANK AG, London | |||||||||||||
| (fullname of the issuer) | |||||||||||||
| DEUTSCHE BANK AG | Banki (ban) | ||||||||||||
| (short name of the issuer) | (sector according to clasification of the WSE in Warsow) | ||||||||||||
| Londyn | |||||||||||||
| (post code) | (city) | ||||||||||||
| Winchester House, 1 Great Winchester Street | |||||||||||||
| (street) | (number) | ||||||||||||
| +44 (0) 207545 8000 | |||||||||||||
| (phone number) | (fax) | ||||||||||||
| (e-mail) | (web site) | ||||||||||||
| (NIP) | (REGON) | ||||||||||||
| SIGNATURE OF PERSONS REPRESENTING THE COMPANY | |||||
| Date | Name | Position / Function | Signature | ||
| 2015-04-23 | Aaron Myles | Authorised Signatory | Aaron Myles | ||
| 2015-04-23 | Fatema Caderbhoy | Authorised Signatory | Fatema Caderbhoy | ||
